Tired of compliance headaches keeping you up at night? We understand the pressure you’re under. The rules never stop changing, and one mistake can derail everything you’ve built.
We are THE compliance law powerhouse for financial firms. Unlike generic consultants, our compliance nerds live and breathe securities regulation — and we’ve got the legal muscle to defend your compliance program when it matters most.
Whether you’re an RIA, broker-dealer, or alternative investment advisor, My RIA Lawyer helps you get out of tough situations and stay ahead of compliance challenges.
As the financial industry changes, so do we. We understand that financial professionals today need diverse solutions to meet their entrepreneurial goals. Our services offer legal, compliance, and operations consulting in one place, making managing your journey to success that much easier.
When Regulators are Noting and you need immediate legal backing for your compliance program , don't wait. Every Hour Count When your firm Future is on the Line.
Available 24/7 for urgent compliance Matters.Our Proprietary Compliance Software - Included with Every OCD Program
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We are the answer to All Your Questions.
“It’s important that you look at your legal provider and who it is you have invested in to protect your business, so there are a few things you should be asking your lawyer. First, do they know what the heck you’re doing? Do they know the services you provide? The fees you’re charging? Do they understand securities? One of the problems I see when there is a legal action or when there’s an enforcement action, is that so many of you are going to attorneys that have ZERO securities experience! You’re going to, God forbid, a general practitioner!! That’s not the kind of lawyer you want, you want a securities attorney! You want them to understand your business.“
— Leila Shaver Founder
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