Are you a financial professional struggling to keep up with the ever-changing rules and regulations? We understand the sleepless nights spent worrying about potential compliance pitfalls. Our team helps you unravel these complexities, providing clear pathways to ensure your business operates without legal hiccups.
With My RIA Lawyer, you’re not just gaining legal insights but forming a strategic alliance. As a leading legal and compliance powerhouse, we focus on safeguarding financial firms, ensuring their operations align seamlessly with the ever-evolving legal landscape.
Our seasoned team empowers you to confidently manage compliance challenges. This is more than dodging penalties; it’s about thriving in an industry that never stands still. Whether you’re a Registered Investment Advisor, Broker-Dealer, or Alternative Investment Advisor, our tailored services cater to your unique needs.
As the financial industry changes, so do we. We understand that financial professionals today need diverse solutions to meet their entrepreneurial goals. Our services offer legal, compliance, and operations consulting in one place, making managing your journey to success that much easier.
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“It’s important that you look at your legal provider and who it is you have invested in to protect your business, so there are a few things you should be asking your lawyer. First, do they know what the heck you’re doing? Do they know the services you provide? The fees you’re charging? Do they understand securities? One of the problems I see when there is a legal action or when there’s an enforcement action, is that so many of you are going to attorneys that have ZERO securities experience! You’re going to, God forbid, a general practitioner!! That’s not the kind of lawyer you want, you want a securities attorney! You want them to understand your business.“
— Leila Shaver Founder
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