Eric was formerly a Vice President at Goldman Sachs Asset Management, where he advised on complex compliance matters and leads firmwide initiatives addressing conduct and regulatory risk. Eric began his career at FINRA, where he conducted risk-based examinations and collaborated with enforcement bodies on high-stakes investigations. He has held key compliance roles at BMO Capital Markets and Needham & Co., bringing deep expertise in fixed income, investment banking, and research compliance. Eric is admitted to the New York State Bar and holds FINRA Series 7 and 24 licenses.