Kim brings over 16 years of experience in the financial industry, with a specialized focus on Securities and Investment Adviser (IAR) registrations, as well as insurance licensing for major broker-dealers.
Before joining My RIA Lawyer, Kim served as the Securities Registrations and Insurance Licensing Coordinator, where she expertly handled new branch submissions, U4/U5 filings with FINRA, and facilitated communication between internal teams and external clients to ensure adherence to FINRA and state regulatory guidelines.
Beyond her professional expertise, Kim is an avid sports enthusiast, enjoying activities such as snow skiing, wakeboarding, flowriding (indoor stand-up surfing), and staying active through exercise. She also has a passion for travel, especially cruising with her husband, and finds peace in gardening and nurturing her fruit trees.
