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A guide for advisors on leveraging client testimonials effectively and compliantly under the updated SEC regulations.

How Advisors Can Use Client Testimonials Under New SEC Rule

Jeff Berman quotes Leila Shaver on the new Marketing Rule and what advisers can expect as the SEC...
Folio Institutional logo - Expert Interviews

Folio Institutional Interview – Part 3

Expert Interviews by Greg Vigrass, President of Folio...
A thumbnail of a video titled What RIAs Need to Know About the New Marketing Rules

What RIAs Need to Know About the New Marketing Rules

With Leila Shaver and Mark Schatzow Listen...
Adviser Mergers And Acquisitions Are Rising

New SEC Rules Allow Financial Advisor Testimonials

Leila Shaver, securities attorney and founder of My RIA Lawyer in Atlanta, says advisors will have...
Wealthender's new SEC compliance Certified Advisor Reviews

Wealthender’s new SEC compliance Certified Advisor Reviews

Wealthtender developed Certified Advisor Reviews™ under the guidance of Leila Shaver, founder of...