Sorry I couldn’t be there in person this year. Let me make it up to you…
I want to answer all your burning questions!
Join Me for a 1-Hour Open Q&A
Date: November 1
Time: 2-3PM EST
Let’s continue the conversation — This is a chance to connect, share your thoughts on the presentation, and get those compliance queries sorted out.
If you want to see the presentation again (or catch what you missed), you can grab a copy of our presentation deck below.
Check us out on YouTube for more regulatory tips and insights!
Regulation is going to come, and you have to be ready.
Stop piecing together compliance knowledge from scattered sources.
RIA Compliance University gives you everything you need in one accessible platform:
→ On-demand courses available 24/7.
→ Downloadable templates ready for customization.
→ Quarterly live events with compliance experts.
→ Community forum access for peer insights.
→ Regular updates reflecting regulatory changes.
Try Our Complimentary “Introduction To RIA Compliance” Course Today.