Discover a structured, monthly program designed for financial advisors and smaller RIAs. Get equipped with practical knowledge and ongoing support, ensuring you get compliant and stay compliant.
Are you tired of the compliance headaches?
You might be dealing with...
➤ Knowledge Gaps: Inexperienced team members can result in costly mistakes and overlooked opportunities.
➤ Wasted Time: Compliance tasks are taking up valuable hours.
➤ Not Keeping Up: The ever-changing regulations feel overwhelming and unmanageable.
➤ The “Everything is Fine” Illusion: Some firms think they are totally compliant… until they aren’t.
If you’re feeling overwhelmed by regulations, lacking the right training, or spending too much time on compliance issues…
you’re not alone.
Introducing Compliance University
Low Cost.
High Quality.
All Learning.
Designed for RIAs
Join our 12-month training program for $1,000/month.
What's included in Compliance U?
My RIA Lawyer’s Compliance University offers targeted education that empowers your firm to handle compliance confidently and efficiently for years to come.
✓ Monthly Live Q&As: Get your questions answered and learn from others.
✓ Video Training: Understand common pitfalls with expert-led videos.
✓ Ready-to-Use Templates: Implement best practices with ease.
✓ Guides & Resources: Access comprehensive material tailored to your needs.
✓ Networking Opportunities: Enjoy connecting with fellow industry professionals.
✓ Learn from Experts: Gain insights from seasoned professionals in the industry.
✓ Practical Applications: Spend just 5-10 hours a month mastering regulatory rules and practical applications you can begin using in your firm right away.
✓ Stay Ahead: Build confidence and save time—avoid fines and enforcement actions before they happen.
This is the training you need to keep your firm ahead of regulation.
