Compliance University is filling up fast! Why haven’t you signed up yet? Only 17 spots left. ENROLL NOW
Menu
Call
Contact
Blog

CFO Services

At My RIA Lawyer, we understand that financial success is integral to a thriving business. Our CFO Consulting Services offer the expertise of seasoned finance professionals who specialize in financial reporting, financial planning, and finance operations. With a keen eye for detail and a deep understanding of cash management, our team will help streamline your finance function and enhance your business strategy.

From process improvement to capital management, we work tirelessly to maximize your enterprise value and drive corporate development. Trust our experts to optimize your financial processes so you can focus on what you do best – growing your business.

Check out our Financial Overview Checklist for more information.

 

Financial overview checklist for a RIA (Registered Investment Advisor) lawyer, including tasks such as obtaining overview of personnel, reviewing GL system and bank procedures, determining "Net Worth" requirement level, reviewing financials and contracts, and independently calculating current "Net Worth" per NASAA rules.

Ongoing CFO Packages

We offer two types of CFO Consulting services. You decide what fits your business best, and let us do the rest. We offer ongoing service packages at two different levels. These can act as add-on services to your compliance needs. There are also a la carte services that are available on an as-needed basis.

For more information, check out details of our services below. If you are ready to get started with services, click here to schedule a consultation with our team.

Basic

  • 2 hours/month CFO phone support
  • Monthly review/report of financial statements produced by your bookkeeper/comptroller to include
  • Our CFO will listen to you about where you want the future state of your company to be versus where it is today.
  • We will request the necessary information/records/financial reports to begin our work delivering a solution for you.
  • We will develop a structured business plan to bridge this gap between the present and future state of your company.

Upgrade

  • Our CFOs will review your systems, key partners, financial obligations, contracts, agreements, etc.
  • Milestones, delivery dates, KPIs, and other metrics will be developed and tracked so that you can have more control over your business and be able to monitor the progress of our successful engagement with you.
  • You will be updated on a frequent basis and advised of any changes, issues, or processes that need to be addressed.

A La Carte Services

  • Succession Planning
  • Acquisition Planning and Financial Integration
  • Obtaining Debt Financing (SBA loans, Bank loans, Line of Credit)
  • Custodian evaluation and transfer
  • Financial Modeling
  • Partnership Buyout Support
  • Employee Benefits Selection
  • Financial Systems (review, upgrading, switching) – non IT
  • Work with your CPA firm as needed

Contact My RIA Lawyer for Your CFO Consulting Needs

At My RIA Lawyer, we understand the unique challenges that businesses face in today’s rapidly evolving financial landscape. Our CFO Consulting Services are designed to empower CFOs and drive enterprise growth. With our expertise in process optimization, internal controls, and revenue growth strategies, we provide comprehensive CFO advisory services that add value to your organization.

Our team specializes in delivering full-time CFO services that align with your company’s goals and objectives. We offer tailored solutions that address your specific needs, whether it’s compliance, accounting, or financial organization.

If you’re ready to take your finance department to the next level, contact us today to explore how our CFO Consulting Services can transform your business operations.

Schedule
a consultation

Comprehensive RIA Compliance and
Securities Law Services

Not your daddy's law firm

How we're different

We take a no-nonsense approach to solving your problems. Forget about one-size-fits-all solutions; we roll up our sleeves and craft strategies that fit your financial business like a glove. We’re not just lawyers – we’re compliance partners, financial enthusiasts, and problem solvers.

We get it – you need answers, and you need them now. That’s where we come in, offering a blend of big-firm resources with the kind of personal attention you’d expect from a smaller one.

But what really sets us apart? We’re all about your success. Compliance is just the start; we’re here to help you thrive. We know the ins and outs of the financial world, and we’re not afraid to think outside the box to help you reach your goals while playing by the rules.

Doing Nothing, Changes Nothing.

SEC Risk Assessment Quiz

Trusted RIA Compliance Guidance

W

I had a specific legal issue that was of significant importance to our firm, and a sensitive matter where there was disagreement about what was required from a compliance standpoint. My RIA Lawyer quickly wrote a powerful “second opinion” memo on the topic that led to the resolution of the issue. I could not have been more pleased with their work.

Will Carter
E

Making the jump to start your own firm is a big decision. Its stressful, hard work, and you have to learn a ton. This why I decided to hire a professional team to help establish my RIA the right way the first time. My RIA Lawyer’s team is absolutely amazing. They have demonstrated expert knowledge, personable staff, and they have shown us how much they genuinely care about setting us up for success by giving us the tools we need to help others. Thank you Leila and Liz for all of your hard work!

Eric Gomez
C

The initial consultation was extremely valuable. I definitely recommend speaking with them. I had very custom needs, and they rose to the task!

Caleb Anderson
B

Excellent support for independent RIAs seeking the latest compliance support on both SEC and state rules.

Brett Janis
N

I worked with Leila as I was getting my new RIA firm up and running. Leila provided expert legal advice as a complement to the national compliance firm who was assisting me with my registration. I was introduced to Leila after I had already begun the process and not sure how I would have made it through without her. She was an invaluable resource and I look forward to working together again in the future!

Nicholas Chiricosta
R

I have used My RIA Lawyer for filing my Annual Amendments in the past and was very happy with their services and professionalism. Leila Shaver is very responsive, communicative, and extremely knowledgeable. I highly recommend their services!

Rafael G.
A

Leila is an expert with compliance but she also offers a wealth of knowledge as a business owner. We discussed everything including compliance, marketing, business partnerships, and more. Even though my firm is not yet at a point to work with her, she has sent me multiple emails offering assistance with the things we spoke about during our meeting.

Angela M.
C

The attorneys at MyRIALawyer are always extremely attentive, responsive and competent. We look forward to expanding our relationship, as we continue to grow.

Chad M.
Schedule a consultation

What RIAs Should Be Asking Their Attorneys

as a lawyer, I can give you the insights...

We are the answer to All Your Questions.

We Are
My RIA Lawyer

“It’s important that you look at your legal provider and who it is you have invested in to protect your business, so there are a few things you should be asking your lawyer. First, do they know what the heck you’re doing? Do they know the services you provide? The fees you’re charging? Do they understand securities? One of the problems I see when there is a legal action or when there’s an enforcement action, is that so many of you are going to attorneys that have ZERO securities experience! You’re going to, God forbid, a general practitioner!! That’s not the kind of lawyer you want, you want a securities attorney! You want them to understand your business.“

— Leila Shaver Founder

Watch More videos

Join our mailing list of over 55,000+ financial advisors!

Keep up with the latest industry news from the SEC, FINRA, and more in our weekly newsletter.

Leadership

Questions or Schedule an Appointment? Click to Call

(770) 462-2118