Compliance Nerd Videos
Keeping up with RIA compliance can be a never-ending task. Our compliance nerd, Leila Shaver, shares insights and advice in a series of informative videos. From breaking down the latest regulatory changes to providing practical tips for streamlining your firm’s compliance processes, our video library is your go-to resource for staying ahead of the curve.
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(Part 1) Exiting Your Business? // #myrialawyer
It's Simple - Make A Plan // #myrialawyer
Are You Prepared For 2025? // #myrialawyer
Q&A What If My Client Uses Not Approved Channels For Communication? // #myrialawyer
Q&A What Does The SEC Say About Marketing? // #myrialawyer
Q&A How Do I Stay Compliant On Social Media? // #myrialawyer
Q&A Am I Liable For What's Posted Online?? // #myrialawyer
Compliance Strategies IRA's Can Use To Maintain Your Reputation // #myrialawyer
Happy Thanksgiving From My RIA Lawyer// #myrialawyer
INTERESTING Rule Update // #myrialawyer
Looking To Get Flexible?? // #myrialawyer
How To Stay Compliant When Going Through Growth // #myrialawyer
CCO On Call Services // #myrialawyer
[Part 2] Off Channel Communications // #myrialawyer myrialawyer
[Part 1] Off Channel Communications // #myrialawyer
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