Compliance Nerd Videos
Keeping up with RIA compliance can be a never-ending task. Our compliance nerd, Leila Shaver, shares insights and advice in a series of informative videos. From breaking down the latest regulatory changes to providing practical tips for streamlining your firm’s compliance processes, our video library is your go-to resource for staying ahead of the curve.
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Regulation Changes?! // #myrialawyer #marketingrule
Trick or Treat?!
Don't Be An Ostrich // #myrialawyer
Does Your CCO Know Their S**t? // #myrialawyer
Human Resources
Didn't Document It? Then It Didn't Happen // #myrialawyer
I've Seen It All! // #myrialawyer
Welcome to Season 3 - Horror Stories
You NEED This!! // #myrialawyer
Do You BLUNDER Your Compliance? // #myrialawyer
What's Included In Compliance- U?? // #myrialawyer
Great Minds Think Alike // #complianceuniversity #myrialawyer
Get Ready For Season 3 Of Regulate THIS!
Even If You Are Late...// #myrialawyer
Scream... Then Do SOMETHING // #myrialawyer
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