Compliance Nerd Videos
Keeping up with RIA compliance can be a never-ending task. Our compliance nerd, Leila Shaver, shares insights and advice in a series of informative videos. From breaking down the latest regulatory changes to providing practical tips for streamlining your firm’s compliance processes, our video library is your go-to resource for staying ahead of the curve.
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🚫The Problem with Traditional Compliance Training: Why It’s Failing Us! 🚫 // #myrialawyer
🔑Invest in Your CCO: Why Training is Crucial for Compliance! 💼// #myrialawyer
[Part 2] SEC Fiscal Year End Report: Key Takeaways You Need to Know! 📝 // #myrialawyer
[Part 1] Are You Getting It? Insights from the SEC Fiscal Year-End Report! 📊 // #myrialawyer
Do You Have A Culture Of Compliance?? // #myrialawyer
What Is Your Business Valued At?? // #myrialawyer
How Are Your Clients Taken Care Of?? // #myrialawyer
[Part 2] Planning Your Exit Strategy? Here’s What You Need to Know! 📊 // #myrialawyer
Coffee!! SEC Charges!! Violations!!// #myrialawyer
Enroll in Compliance-U TODAY: Your Path to Success! 🎓 // #myrialawyer
What's Your Plan?? // #myrialawyer
[Part 1] Are You Ready to Exit? Essential Tips for Business Owners! 🔑// #myrialawyer
It's Simple - Make A Plan // #myrialawyer
Future-Proof Your Business: Are You Ready for 2025? 🌟 // #myrialawyer
Q&A What If My Client Uses Not Approved Channels For Communication? // #myrialawyer
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