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If you’re reading this… you’ve likely been referred by one of our stellar clients who see the immense value that we bring to their organization.
You’re probably tired of dealing with compliance BS. The endless stream of new rules, testing requirements, paperwork, and audits are leaving RIAs burnt out.
You can stop worrying now. You’re in the right place.
Here are just a few of the common complaints we hear from clients...
- · I’m preparing for a big business exit, but needing to clean up compliance issues first.
- · I’m wearing too many hats as the CCO despite lacking the expertise or bandwidth.
- · I’m not getting great service from my current compliance consultant or attorney.
- · I failed an audit after using a compliance consultant.
- · I’m tired of compliance, and I don’t want to do this anymore.
- · It’s a struggle to recruit and retain qualified compliance professionals.
- · My CCO departed and left us scrambling to find a replacement.
- · My compliance consultant and my attorney don’t communicate with each other.
- · I thought my compliance was top-notch, until I got slapped with an enforcement.
The common theme here is that compliance has become a giant pain in the ass for our friends in the financial industry.
This is what we do. Every single day.
We’re going to put an end to your compliance troubles.
We're Not Your Daddy's Law Firm.
We Are The Complete Compliance Solution.
Most compliance consultants leave you high and dry when it comes to the legal aspects of running your business. Not us. Our outsourced compliance department is fully equipped to handle all your compliance AND legal needs under one roof.
Need a fresh set of advisor contracts? Consider them drafted. Want to shore up your policies and procedures manual? We’re on it. Buying a new book of business and need help with the onboarding and client transitions? We’ve got you covered.
Our nerds will conduct a comprehensive audit and get you up to speed in no time.
And the best part? The SEC loves it! We don’t just meet regulatory standards – we exceed them. We’ll help keep you on the examiner’s good side, confident that your firm is operating at the highest level of compliance excellence.
This is the turnkey solution you’ve been searching for.
Get back to growing your business. Let us take care of the compliance.
Call the VIP line for immediate support at 770-758-4682
or
Fill out the contact form below and we’ll get back to you ASAP.
Ready to Elevate Your Firm's Compliance?
The first step is simple—let’s talk. Schedule a consultation to discuss your specific needs and challenges. We’ll listen, ask questions, and work on a compliance solution that works best for you and your firm.
During our call, we’ll cover:
- · A deep-dive into your current compliance framework and pain points
- · How our team of experts can seamlessly integrate as an extension of your firm
- · Tailored solutions to address your unique compliance requirements
- · Transparent pricing and service level agreements
- · The step-by-step onboarding process to get you up and running quickly
Don’t wait until the next audit notice arrives or the regulators come knocking. Take control of your compliance today and experience the peace of mind that comes with having My RIA Lawyer in your corner.
Schedule your consultation now. The sooner we connect, the sooner you can get back to doing what you do best – serving your clients.
